Nā ʻano o nā laikini kālā ʻAmelika

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E hoʻomaopopo i nā ʻano like ʻole o nā laikini kālā ma ʻAmelika Hui Pū ʻIa

He ʻōnaehana laikini kālā koʻikoʻi ko ʻAmelika Hui Pū ʻIa e hoʻokele i ka hana o nā hui a me nā poʻe e komo i nā hana kālā ma ʻAmelika Hui Pū ʻIa. Nui nā ʻano laikini kālā ma ʻAmelika Hui Pū ʻIa i hoʻoponopono ʻia e nā luna aupuni pekelala a mokuʻāina.

ʻO ka laikini kālā mua ka laikini stockbroker ma United States. Hāʻawi ʻia kēia laikini e ka Securities and Exchange Commission (SEC) ma ʻAmelika Hui Pū ʻIa a hiki i nā mea hoʻolale kālā ke kūʻai aku i nā palekana a me nā mea paʻa ma nā hoʻololi waiwai ma ʻAmelika Hui Pū ʻIa.

ʻO ka laikini kālā ʻelua ʻo ka Mortgage Broker License ma ʻAmelika Hui Pū ʻIa. Hāʻawi ʻia kēia laikini e ka Bureau of Consumer Financial Protection (BCFP) a hiki i nā mea hoʻolimalima moraki ke kūkākūkā i nā moraki no nā kānaka a me nā ʻoihana ma ʻAmelika Hui Pū ʻIa.

ʻO ke kolu o ka laikini kālā, ʻo ia ka laikini ʻinikua ma ʻAmelika Hui Pū ʻIa. Hāʻawi ʻia kēia laikini e nā luna ʻinikua mokuʻāina a hiki i nā mea hoʻolimalima inikua ke kūkākūkā i nā kulekele ʻinikua no nā kānaka a me nā ʻoihana ma ʻAmelika Hui Pū ʻIa.

ʻO ka hā o ka laikini kālā ʻo ia ka laikini broker investment ma United States. Hāʻawi ʻia kēia laikini e ka Financial Industry Regulatory Authority (FINRA) a hiki i nā mea kūʻai kālā ke kūʻai aku i nā kumukūʻai US, nā paʻa, nā kālā hui a me nā huahana kālā ʻē aʻe ma ʻAmelika Hui Pū ʻIa.

ʻO ka mea hope loa, ʻo ka laikini kālā ʻelima ka laikini aʻoaʻo kālā ma ʻAmelika Hui Pū ʻIa. Hāʻawi ʻia kēia laikini e ka SEC a hiki i nā mea aʻoaʻo kālā ke hāʻawi i nā ʻōlelo aʻo kālā a me nā lawelawe i nā poʻe a me nā ʻoihana ma ʻAmelika Hui Pū ʻIa.

Ma ka hōʻuluʻulu manaʻo, he ʻōnaehana laikini kālā koʻikoʻi ko ʻAmelika Hui Pū ʻIa e hoʻokele i ka hana o nā hui a me nā poʻe e komo i nā hana kālā ma ʻAmelika Hui Pū ʻIa. ʻO nā ʻano nui o nā laikini kālā ʻo ka United States Securities Dealer License, United States Mortgage Broker License, United States Insurance Broker License, Investment Broker License a me ka laikini aʻoaʻo hoʻopukapuka kālā ma United States.

Pehea e loaʻa ai kahi laikini kālā ma ʻAmelika Hui Pū ʻIa

Ma ʻAmelika Hui Pū ʻIa, ʻo ka loaʻa ʻana o kahi laikini kālā he hana koʻikoʻi ia no ka poʻe ʻoihana makemake e hana ma ka ʻoihana kālā ma ʻAmelika Hui Pū ʻIa. Hāʻawi ʻia ka laikini e ka mana hoʻoponopono kālā o ʻAmelika Hui Pū ʻIa, ka Securities and Exchange Commission (SEC) ma United States. No ka loaʻa ʻana o kahi laikini kālā ma ʻAmelika Hui Pū ʻIa, pono nā mea noi e hoʻokō i kekahi mau pae a me nā kaʻina hana ma United States.

ʻO ka mea mua, pono nā mea noi e hoʻokō i ka hoʻonaʻauao US a me nā koi ʻike. Pono nā mea noi e loaʻa ke kēkelē koleke a i ʻole ke kēkelē laepua ma kahi kahua pili kālā US, e like me ka moʻohelu kālā, kālā ʻAmelika, ʻoihana waiwai, a i ʻole ka hoʻokele waiwai kālā o US. Pono nā moho ma lalo o ʻelua mau makahiki o ka ʻike pili i ka ʻoihana kālā ma ʻAmelika Hui Pū ʻIa.

A laila, pono nā mea noi e hele i kahi hoʻokolohua laikini ma United States. Hoʻoponopono pinepine ʻia nā hoʻokolohua e ka American Securities Organization (FINRA) ma ʻAmelika Hui Pū ʻIa. Hoʻolālā ʻia nā hoʻokolohua e loiloi i ka ʻike a me nā mākau o nā moho o nā huahana kālā US, nā lula US a me nā hana ʻoihana.

ʻO ka hope, pono nā mea noi e hoʻouna i kahi palapala laikini i ka SEC ma United States. Pono ka palapala noi e hoʻokomo i ka ʻike kikoʻī e pili ana i ka moho ma ʻAmelika Hui Pū ʻIa, me ko lākou ʻike a me ko lākou ʻike ma ʻAmelika Hui Pū ʻIa. E nānā ka SEC i ka noi a hoʻoholo inā kūpono ka mea noi e loaʻa i kahi laikini ma ʻAmelika Hui Pū ʻIa.

Ke ʻae ʻia ka noi ma ʻAmelika Hui Pū ʻIa, e loaʻa i ka moho ka laikini kālā a hiki ke hoʻomaka e hana i ka ʻoihana kālā ma ʻAmelika Hui Pū ʻIa.

He aha nā pōmaikaʻi a me nā pōʻino o nā ʻano laikini kālā like ʻole ma ʻAmelika Hui Pū ʻIa

He aha nā koi hoʻoponopono e loaʻa ai kahi laikini kālā ma ʻAmelika Hui Pū ʻIa

Ma ʻAmelika Hui Pū ʻIa, ʻokoʻa nā koi hoʻoponopono no ka loaʻa ʻana o ka laikini kālā e ka mokuʻāina a me ke ʻano o ka laikini ma United States. Ma ka holoʻokoʻa, pono nā mea noi e hoʻokō i ka hoʻonaʻauao, ʻike, a me nā koi hoʻonaʻauao hoʻomau.

Hiki i nā koi hoʻonaʻauao ke komo i nā kekelē koleke, palapala hōʻoia, a i ʻole nā ​​papa kikoʻī US. Hiki i nā koi ʻike ke komo i nā kūlana kiʻekiʻe ma ka ʻoihana kālā a i ʻole nā ​​kūlana aʻoaʻo kālā ma United States. Hiki i nā koi hoʻomau hoʻonaʻauao ke komo i nā papa kikoʻī a me nā hoʻokolohua maʻamau ma ʻAmelika Hui Pū ʻIa.

Pono nā mea noi e hoʻokō i ka nānā hope a me nā koi hōʻike kālā pilikino ma United States. Pono nā mea noi e hele i kahi hōʻike laikini a loaʻa ka ʻinikua kuleana ʻoihana ma ʻAmelika Hui Pū ʻIa.

He koʻikoʻi nā koi hoʻoponopono no ka loaʻa ʻana o kahi laikini kālā ma ʻAmelika Hui Pū ʻIa a ʻokoʻa paha ma muli o ka mokuʻāina a me ke ʻano laikini. Pono nā mea noi o ʻAmelika e hoʻokō i nā koi hoʻonaʻauao, ʻike, a me ka hoʻomau ʻana o ka hoʻonaʻauao ʻana o US, a me ka nānā ʻana i ka ʻaoʻao o US a me nā koi hōʻike kālā pilikino. Pono nā mea noi e hele i kahi hōʻike laikini a loaʻa ka ʻinikua kuleana ʻoihana ma ʻAmelika Hui Pū ʻIa.

He aha nā kumukūʻai e pili ana i ka loaʻa ʻana o kahi laikini kālā ma ʻAmelika Hui Pū ʻIa

ʻO nā koina e pili ana i ka loaʻa ʻana o kahi laikini kālā ma ʻAmelika Hui Pū ʻIa ʻokoʻa ma muli o ke ʻano laikini a me ke ʻano hui. ʻO nā laikini maʻamau o ʻAmelika Hui Pū ʻIa ʻo ʻAmelika Hui Pū ʻIa Securities Dealer Licenses, United States Broker-Dealer Licenses, a me United States Investment Advisor Licenses. ʻO nā kumukūʻai e pili ana i kēia mau laikini ke komo pū me nā uku noi, nā uku hoʻomaʻamaʻa, nā uku hoʻāʻo, a me nā uku laikini makahiki. Hiki ke uku ʻia nā uku noi mai $50 a ʻoi aku ma mua o $200, ma muli o ke ʻano o ka laikini a me ke ʻano o ka hui ma ʻAmelika Hui Pū ʻIa. Hiki ke loaʻa nā kumukūʻai hoʻomaʻamaʻa mai kahi mau haneli a i ʻumi kaukani kālā ma ʻAmelika Hui Pū ʻIa. Hiki ke loaʻa nā uku hoʻāʻo mai $60 a ʻoi aku i $200. Hiki ke loaʻa nā uku laikini makahiki mai kahi mau haneli a i ʻumi kaukani kālā ma ʻAmelika Hui Pū ʻIa.

Aia mākou ma ka pūnaewele!